ISO 37301 Lead Implementer

ISO 37301 Lead Implementer Course

ABAC® ISO 37301 Lead Implementer course. The five-day intensive course enables participants to develop the necessary expertise to support an organisation in implementing and managing a Compliance Management Systems (CMS) based on ISO 37301:2021. Participants will also understand the global compliance framework best practice used to implement the comprehensive compliance management system based on ISO 37301:2021. This management system is designed to be integrated with any existing system, such as ISO 37001:2016 Anti-Bribery Management System and can be adapted to any organisation in any country.

Who should attend?

• Managers and consultants seeking knowledge about the basic concepts of a CMS
• Compliance officers and members of compliance teams who want to get acquainted with ISO 37301’s requirements
• Individuals wishing to contribute to maintaining organisational integrity by supporting ethical behaviour
• Individuals aspiring to become compliance officers or compliance management, consultant
• Managers and members of governance, risk management and compliance

Prerequisites

Participants need to have the basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 (or ISO 19600 guidelines) and the MS implementation principles.

Expected learning outcomes of ISO 37301 Lead Implementer Course?

• Understand the implementation of Compliance Management System following ISO 37301:2021
• Gain a comprehensive understanding of the approaches, methods, measures and techniques required for the effective management of the Compliance Management Systems
• Gain knowledge and skills in identifying risks and opportunities associated with an organisation
• Acquire the necessary expertise to support an organisation in establishing, implementing, managing and maintaining the Compliance Management Systems as specified in ISO 37301:2021
• Acquire the necessary expertise to manage a team implementing an ISO 37301
• Develop the knowledge and skills required to advise organisations on the Compliance and regulatory framework good practices
• Help an organisation implement the necessary measures following ISO 37301 and improve the compliance team’s competency level
• Prepare an organisation for an ISO 37301:2021 Compliance Management Systems certification audit

ISO 37301 Lead Implementer Course Outline

Introduction to ISO 37301 and integration with an existing management system

• Unit 1: Course objectives and structure
• Unit 2: Introduction to ISO 37301 and the process approach
• Unit 3: Global Regulatory Compliance Framework Guidelines on Adequate Procedures
• Unit 4: Global Legislative and Corporate Compliance Program Approaches
• Unit 5: Core Principles of ISO 37301 Compliance Management System Unit
• Unit 6: Initiating ISO 37301 implementation and integration with an existing Management Systems
• Unit 7: Understanding the requirements of ISO 37301 and clarifying the Compliance Management System objectives

Define and plan the implementation of ISO 37301

• Unit 1: Selection of the approach and implementation methodology
• Unit 2: Definition and Determination of the scope of ISO 37301 Compliance Management System
• Unit 3: Definition of Compliance, obligations and Ethics Policy and Objectives
• Unit 4: Identification and analysis of organisations nature and the compliance risk assessment process
• Unit 5: Drafting policies in compliance with ISO 37301

Deploying the ISO 37301 compliance management system

• Unit 1: Assessment of compliance risks, including due diligence versus inadequate due diligence
• Unit 2: Implementation of compliance framework, policy and top management commitment
• Unit 3: Compliance Culture, Communication of new policies to associated persons
• Unit 4: Compliance governance, training and awareness plan
• Unit 5: Verification of compliance with ISO 37301, Roles, responsibilities and authorities

ISO 37301 measurement, control, continuous improvement

• Unit 1: Compliance function, Monitoring organisation’s benefits to ensure that they have Compliance Framework purposes
• Unit 2: Management, Planning, Resources and Competencies for implementation of controls to prevent compliance risks
• Unit 3: Implementation of financial controls, Internal Audit and Employment processes, Performance evaluation

Preparation for the certification audit

• Unit 1: Compliance Reporting and Investigation Processes, feedback process on compliance performance
• Unit 2: Management review and Treatment of problems and non-conformities
• Unit 3: Continual improvement, Preparing for the certification audit
• Unit 4: Competence and evaluation of implementers

The ABAC® training course is participant centred and contains

• Highly Interactive Session, with a bilateral approach to the subject matter, allowing participants to share incidences at respective work locations.
• Essay-type exercises and multiple-choice quizzes
• Interaction between participants through questions and suggestions

Methodology

• Lecture, role play, case study, discussion, and video clips

Mode

ABAC® provide several training delivery options based on your suitability:

• Virtual Training: Interactive virtual classroom conducted online with a dedicated trainer.
• Physical Training: Face to face training for individuals or groups at our venue or your premises.
• Dedicated Training: In-house group training exclusively for your organisation at your preferred venue or via a virtual classroom.
• Bespoke Training: Tailored the training course based on your requirements from incorporating documentation to customising case studies or adding specific modules.

Training Date | Virtual Training

ISO 37301 Lead Implementer

To enquire about training date and/or special price and promotion, please contact our regional team.

ISO 37301 Certified Lead Implementer
(Include preparation class and certified exam)

To enquire about training date and/or special price and promotion, please contact our regional team.

ISO 37301 Certified Lead Implementer Examination

• Open all year

Additional Information

• Level: Professional
• Lead Implementer Training Days: 5
• Lead Implementer Training Hours: 3.5 hours/day
• Lead Implementer Training Duration: 17.5 hours
• Examination: N/A

• Certified Lead Implementer Training Days: 6
• Certified Lead Implementer Training Hours: 3.5 hours/day
• Certified Lead Implementer Training Duration: 21 hours
• Examination: Yes

Fee