ISO 37301 Lead Implementer Course

ABAC® ISO 37301 Lead Implementer course. The five-day intensive course enables participants to develop the necessary expertise to support an organisation in implementing and managing a Compliance Management Systems (CMS) based on ISO 37301:2021. Participants will also understand the global compliance framework best practice used to implement the comprehensive compliance management system based on ISO 37301:2021. This management system is designed to be integrated with any existing system, such as ISO 37001:2016 Anti-Bribery Management System and can be adapted to any organisation in any country.

Who should attend?

  • Managers and consultants seeking knowledge about the basic concepts of a CMS
  • Compliance officers and members of compliance teams who want to get acquainted with ISO 37301’s requirements
  • Individuals wishing to contribute to maintaining organisational integrity by supporting ethical behaviour
  • Individuals aspiring to become compliance officers or compliance management, consultant
  • Managers and members of governance, risk management and compliance

Prerequisites

Participants need to have the basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 (or ISO 19600 guidelines) and the MS implementation principles.

Expected learning outcomes of ISO 37301 Lead Implementer Course?

  • Understand the implementation of Compliance Management System following ISO 37301:2021
  • Gain a comprehensive understanding of the approaches, methods, measures and techniques required for the effective management of the Compliance Management Systems
  • Gain knowledge and skills in identifying risks and opportunities associated with an organisation
  • Acquire the necessary expertise to support an organisation in establishing, implementing, managing and maintaining the Compliance Management Systems as specified in ISO 37301:2021
  • Acquire the necessary expertise to manage a team implementing an ISO 37301
  • Develop the knowledge and skills required to advise organisations on the Compliance and regulatory framework good practices
  • Help an organisation implement the necessary measures following ISO 37301 and improve the compliance team’s competency level
  • Prepare an organisation for an ISO 37301:2021 Compliance Management Systems certification audit

ISO 37301 Lead Implementer Course Outline

Introduction to ISO 37301 and integration with an existing management system

  • Unit 1: Course objectives and structure
  • Unit 2: Introduction to ISO 37301 and the process approach
  • Unit 3: Global Regulatory Compliance Framework Guidelines on Adequate Procedures
  • Unit 4: Global Legislative and Corporate Compliance Program Approaches
  • Unit 5: Core Principles of ISO 37301 Compliance Management System Unit
  • Unit 6: Initiating ISO 37301 implementation and integration with an existing Management Systems
  • Unit 7: Understanding the requirements of ISO 37301 and clarifying the Compliance Management System objectives

Define and plan the implementation of ISO 37301

  • Unit 1: Selection of the approach and implementation methodology
  • Unit 2: Definition and Determination of the scope of ISO 37301 Compliance Management System
  • Unit 3: Definition of Compliance, obligations and Ethics Policy and Objectives
  • Unit 4: Identification and analysis of organisations nature and the compliance risk assessment process
  • Unit 5: Drafting policies in compliance with ISO 37301

Deploying the ISO 37301 compliance management system

  • Unit 1: Assessment of compliance risks, including due diligence versus inadequate due diligence
  • Unit 2: Implementation of compliance framework, policy and top management commitment
  • Unit 3: Compliance Culture, Communication of new policies to associated persons
  • Unit 4: Compliance governance, training and awareness plan
  • Unit 5: Verification of compliance with ISO 37301, Roles, responsibilities and authorities

ISO 37301 measurement, control, continuous improvement

  • Unit 1: Compliance function, Monitoring organisation’s benefits to ensure that they have Compliance Framework purposes
  • Unit 2: Management, Planning, Resources and Competencies for implementation of controls to prevent compliance risks
  • Unit 3: Implementation of financial controls, Internal Audit and Employment processes, Performance evaluation

Preparation for the certification audit

  • Unit 1: Compliance Reporting and Investigation Processes, feedback process on compliance performance
  • Unit 2: Management review and Treatment of problems and non-conformities
  • Unit 3: Continual improvement, Preparing for the certification audit
  • Unit 4: Competence and evaluation of implementers

The ABAC® training course is participant centred and contains

  • Highly Interactive Session, with a bilateral approach to the subject matter, allowing participants to share incidences at respective work locations.
  • Essay-type exercises and multiple-choice quizzes
  • Interaction between participants through questions and suggestions

Methodology

  • Lecture, role play, case study, discussion, and video clips

Mode

ABAC® provide several training delivery options based on your suitability:

  • Virtual Training: Interactive virtual classroom conducted online with a dedicated trainer.
  • Physical Training: Face to face training for individuals or groups at our venue or your premises.
  • Dedicated Training: In-house group training exclusively for your organisation at your preferred venue or via a virtual classroom.
  • Bespoke Training: Tailored the training course based on your requirements from incorporating documentation to customising case studies or adding specific modules.

Training Date | Virtual Training

ISO 37301 Lead Implementer

  • 18-22 Apr 2022
  • 23-27 May 2022
  • 20-24 Jun 2022
  • 18-22 Jul 2022
  • 22-26 Aug 2022
  • 19-23 Sep 2022
  • 24-28 Oct 2022
  • 21-25 Nov 2022

ISO 37301 Certified Lead Implementer
(Include preparation class and certified exam)

  • 18-22, 25 Apr 2022
  • 23-27, 30 May 2022
  • 20-24, 27 Jun 2022
  • 18-22, 25 Jul 2022
  • 22-26, 28 Aug 2022
  • 19-23, 26 Sep 2022
  • 24-28, 31 Oct 2022
  • 21-25, 28 Nov 2022

ISO 37301 Certified Lead Implementer Examination

  • Open all year

Additional Information

  • Level: Professional
  • Lead Implementer Training Days: 5
  • Lead Implementer Training Hours: 3.5 hours/day
  • Lead Implementer Training Duration: 17.5 hours
  • Examination: N/A
  • Certified Lead Implementer Training Days: 6
  • Certified Lead Implementer Training Hours: 3.5 hours/day
  • Certified Lead Implementer Training Duration: 21 hours
  • Examination: Yes

To enquire about physical, dedicated, bespoke training or special price and promotion kindly contact our team for a consultation.

Fee

  • Should you want to know the fee for this course, submit your enquiry by clicking the button below “Training Enquiry”
  • For special corporate rates and promotions, please contact our regional team
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Contact Our Team

Do you have questions about training? Or are you interested in learning more about our in-class training courses in your region? Meet the ABAC® team, qualified and dedicated to helping worldwide organisations to overcome business risks across the globe.

UK, US & EUROPE

Humza Siddiqui | Fraud & Bribery Solution

MALAYSIA & ASIA REGION

Tony Wu | Regional Sales & BD Manager

INDIA, MIDDLE EAST & AFRICA REGION

Sherjeel Afzal | Compliance & Anti-bribery Solution

PAKISTAN

Raees Ahmed | Business Development Lead

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ABAC® has trained delegates from this organisation