ISO 37301 Lead Implementer Course

ABAC® ISO 37301 Lead Implementer course. The five-day intensive course enables participants to develop the necessary expertise to support an organisation in implementing and managing a Compliance Management Systems (CMS) based on ISO 37301:2021. Participants will also understand the global compliance framework best practice used to implement the comprehensive compliance management system based on ISO 37301:2021. This management system is designed to be integrated with any existing system, such as ISO 37001:2016 Anti-Bribery Management System and can be adapted to any organisation in any country.

Who should attend?

  • Managers and consultants seeking knowledge about the basic concepts of a CMS
  • Compliance officers and members of compliance teams who want to get acquainted with ISO 37301’s requirements
  • Individuals wishing to contribute to maintaining organisational integrity by supporting ethical behaviour
  • Individuals aspiring to become compliance officers or compliance management, consultant
  • Managers and members of governance, risk management and compliance


Participants need to have the basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 (or ISO 19600 guidelines) and the MS implementation principles.

Expected learning outcomes of ISO 37301 Lead Implementer Course?

  • Understand the implementation of Compliance Management System following ISO 37301:2021
  • Gain a comprehensive understanding of the approaches, methods, measures and techniques required for the effective management of the Compliance Management Systems
  • Gain knowledge and skills in identifying risks and opportunities associated with an organisation
  • Acquire the necessary expertise to support an organisation in establishing, implementing, managing and maintaining the Compliance Management Systems as specified in ISO 37301:2021
  • Acquire the necessary expertise to manage a team implementing an ISO 37301
  • Develop the knowledge and skills required to advise organisations on the Compliance and regulatory framework good practices
  • Help an organisation implement the necessary measures following ISO 37301 and improve the compliance team’s competency level
  • Prepare an organisation for an ISO 37301:2021 Compliance Management Systems certification audit

ISO 37301 Lead Implementer Course Outline

Introduction to ISO 37301 and integration with an existing management system

  • Unit 1: Course objectives and structure
  • Unit 2: Introduction to ISO 37301 and the process approach
  • Unit 3: Global Regulatory Compliance Framework Guidelines on Adequate Procedures
  • Unit 4: Global Legislative and Corporate Compliance Program Approaches
  • Unit 5: Core Principles of ISO 37301 Compliance Management System Unit
  • Unit 6: Initiating ISO 37301 implementation and integration with an existing Management Systems
  • Unit 7: Understanding the requirements of ISO 37301 and clarifying the Compliance Management System objectives

Define and plan the implementation of ISO 37301

  • Unit 1: Selection of the approach and implementation methodology
  • Unit 2: Definition and Determination of the scope of ISO 37301 Compliance Management System
  • Unit 3: Definition of Compliance, obligations and Ethics Policy and Objectives
  • Unit 4: Identification and analysis of organisations nature and the compliance risk assessment process
  • Unit 5: Drafting policies in compliance with ISO 37301

Deploying the ISO 37301 compliance management system

  • Unit 1: Assessment of compliance risks, including due diligence versus inadequate due diligence
  • Unit 2: Implementation of compliance framework, policy and top management commitment
  • Unit 3: Compliance Culture, Communication of new policies to associated persons
  • Unit 4: Compliance governance, training and awareness plan
  • Unit 5: Verification of compliance with ISO 37301, Roles, responsibilities and authorities

ISO 37301 measurement, control, continuous improvement

  • Unit 1: Compliance function, Monitoring organisation’s benefits to ensure that they have Compliance Framework purposes
  • Unit 2: Management, Planning, Resources and Competencies for implementation of controls to prevent compliance risks
  • Unit 3: Implementation of financial controls, Internal Audit and Employment processes, Performance evaluation

Preparation for the certification audit

  • Unit 1: Compliance Reporting and Investigation Processes, feedback process on compliance performance
  • Unit 2: Management review and Treatment of problems and non-conformities
  • Unit 3: Continual improvement, Preparing for the certification audit
  • Unit 4: Competence and evaluation of implementers

The ABAC® training course is participant centred and contains

  • Highly Interactive Session, with a bilateral approach to the subject matter, allowing participants to share incidences at respective work locations.
  • Essay-type exercises and multiple-choice quizzes
  • Interaction between participants through questions and suggestions


  • Lecture, role play, case study, discussion, and video clips


ABAC® provide several training delivery options based on your suitability:

  • Virtual Training: Interactive virtual classroom conducted online with a dedicated trainer.
  • Physical Training: Face to face training for individuals or groups at our venue or your premises.
  • Dedicated Training: In-house group training exclusively for your organisation at your preferred venue or via a virtual classroom.
  • Bespoke Training: Tailored the training course based on your requirements from incorporating documentation to customising case studies or adding specific modules.

Training Date | Virtual Training

ISO 37301 Lead Implementer

To enquire about training date and/or special price and promotion, please contact our regional team.

ISO 37301 Certified Lead Implementer
(Include preparation class and certified exam)

To enquire about training date and/or special price and promotion, please contact our regional team.

ISO 37301 Certified Lead Implementer Examination

  • Open all year

Additional Information

  • Level: Professional
  • Lead Implementer Training Days: 5
  • Lead Implementer Training Hours: 3.5 hours/day
  • Lead Implementer Training Duration: 17.5 hours
  • Examination: N/A
  • Certified Lead Implementer Training Days: 6
  • Certified Lead Implementer Training Hours: 3.5 hours/day
  • Certified Lead Implementer Training Duration: 21 hours
  • Examination: Yes

To enquire about physical, dedicated, bespoke training or special price and promotion kindly contact our team for a consultation.


  • Should you want to know the fee for this course, submit your enquiry by clicking the button below “Training Enquiry”
  • For special corporate rates and promotions, please contact our regional team
Training Enquiry

Contact Our Team

Do you have questions about training? Or are you interested in learning more about our in-class training courses in your region? Meet the ABAC® team, qualified and dedicated to helping worldwide organisations to overcome business risks across the globe.





ABAC® has trained delegates from this organisation:

ABAC® has trained delegates from this organisation